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Registered Investment Advisor
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#	Item
921	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]October 23, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-23 12:36:25 Registered Investment Advisor Damasco MPM Chief compliance officer Corporate governance 76th United States Congress Investment Advisers Act
922	Microsoft Word - Formulario de Consulta VALORES[removed]doc Add to Reading List Source URL: www.ocif.gobierno.pr Language: English - Date: 2005-06-01 12:19:00 Business Investment Financial adviser Broker-dealer Investment Advisor Financial Advisor Registered Investment Advisor Stock broker Financial economics Finance Financial services
923	Sell Your Home Smartly And Retire Sooner • • Leading financial advisor says Cdns can retire earlier by reducing selling costs Excessive real estate fees hurt Canadians’ personal finances, new national survey finds Add to Reading List Source URL: propertyguys.com Language: English - Date: 2013-05-09 09:51:34 Economy of Canada Finance Investment Financial adviser Registered Retirement Savings Plan Ken LeBlanc Real estate broker Penny Canada Business For sale by owner PropertyGuys.com
924	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION October 13, 2004 ADMINISTRATIVE PROCEEDING File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-14 13:50:03 Finance Financial services 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Act Registered Investment Advisor Securities regulation in the United States Financial economics United States securities law Investment
925	The North American Securities Administrators Association Are you an informed investor? Financial Service Providers Whether you are just starting a retirement fund or need additional help with growing and managing your m Add to Reading List Source URL: www.ofi.la.gov Language: English - Date: 2013-12-27 16:49:01 Investment Financial services Financial adviser Service industries Financial planner Registered Investment Advisor Collective investment scheme Stock broker Investment Advisers Act Financial economics Finance Business
926	OMB APPROVAL OMB Number: [removed]Expires: August 31,2014 Estimated average burden Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2013-06-03 18:26:49 Investment Business SEC filings 76th United States Congress Financial adviser Registered Investment Advisor Hedge fund Investment Company Act Financial planner Financial economics Finance United States securities law
927	Federal Register / Vol. 66, No[removed]Monday, April 16, [removed]Notices DEPARTMENT OF LABOR Pension and Welfare Benefits Administration [Prohibited Transaction Exemption 2001– 14; Exemption Application No. D–10571, et Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 12:29:44 Financial adviser Fiduciary Asset allocation Registered Investment Advisor Employee Retirement Income Security Act Self-Directed IRA Individual retirement account Trust law Investment management Financial economics Law Investment
928	FOR IMMEDIATE RELEASE STIFEL ANNOUNCES AGREEMENT TO ACQUIRE LEGG MASON INVESTMENT COUNSEL ST. LOUIS and BALTIMORE, June 4, 2014 – Stifel Financial Corp. (NYSE: SF) today announced a definitive agreement to acquire Legg Add to Reading List Source URL: www.stifel.com Language: English - Date: 2014-06-04 06:59:37 Financial services Stifel Nicolaus Legg Mason Registered Investment Advisor UBS Financial adviser Investment Investment banks Financial economics
929	MISSISSIPPI LEGISLATURE REGULAR SESSION 2007 By: Add to Reading List Source URL: billstatus.ls.state.ms.us Language: English - Date: 2007-02-27 08:30:00 Collective investment schemes Financial services Funds Registered Investment Advisor Bond Financial economics Investment Economics
930	O Comptroller of the Currency Administrator of National Banks Washington, DC[removed]March 13, 2008 Add to Reading List Source URL: www.occ.gov Language: English - Date: 2008-04-17 15:31:22 Financial services Private equity Collective investment scheme Funds Registered Investment Advisor UBS Financial adviser Financial economics Investment Finance

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